—BSA / AML · Compliance · Regulatory Remediation
Regulatory pressure doesn't require panic. It requires precision.
LFP Risk Solutions works with CEOs and Boards navigating regulatory pressure, and with institutions building programs before they need to. Senior-led execution, either way.
|Because credibility with regulators is earned in execution, not presentations.
Experience in environments involving: OCC Formal Agreements - FDIC MRAs - Sponsor Bank Oversight - Fintech Program Remediation.
— WHEN RISK SURFACES
Most compliance issues don't begin inside the compliance department.
They begin where growth, product decisions, vendor relationships, and oversight expectations intersect. Over time, gaps accumulate across departments. Then regulators connect them all at once.
What appears to be a compliance problem is often an enterprise governance problem and leadership is expected to resolve it quickly, under scrutiny.
01 Facing an exam with unresolved MRAs
02 Rapid growth outpacing oversight structure
03 Turnover in BSA or risk leadership
04 Monitoring outputs leadership no longer trusts
05 Board accountability without operational clarity
You don’t need more reporting. You need resolution.
— WHO WE HELP
Organizations don’t engage us because of size or charter. They engage us when accountability outpaces the operating structure.
Leadership Under Regulatory Pressure
Boards and executives responsible for outcomes
Institutions preparing for a high-stakes exam, responding to MRAs, or operating under formal or informal enforcement actions. Leadership knows the program needs coordination and credibility - not just effort.
Institutions Navigating Growth & Oversight Complexity
When expansion outruns structure
New products, fintech partnerships, vendor ecosystems, or rapid scaling introduced expectations the existing program wasn’t built to support. Now the institution must align operations with regulatory reality.
Risk & Compliance Leaders Restoring Control
When the program no longer feels predictable
Turnover, backlogs, unreliable monitoring outputs, or fragmented processes leave capable teams working hard without gaining regulator confidence.
The goal becomes stabilization, not just activity.
If leadership is accountable but the operating model isn’t aligned yet — that’s typically when we’re called.
We don’t say we’re different. Our clients do.
“We first hired LFP Risk Solutions to help us prepare for a regulatory exam and support our BSA program. Luisa and her team were knowledgeable, professional, and immediately added value. We continue to rely on them today as we navigate fintech/BaaS requirements — an area where we lacked internal expertise. Their team has already identified important gaps and recommended impactful improvements. I highly recommend Luisa, her team, and her firm.”
— EVP, Chief Risk Officer, First Bank
“I have had the pleasure of working with Luisa Franco, CEO of LFP Risk Solutions, for the past two plus years, and she has consistently exceeded expectations. Luisa and her team’s professionalism, responsiveness, and attention to detail make them a trusted partner we can always rely on.
Luisa approaches every project with a solutions-focused mindset and a genuine commitment to delivering high-quality results. Whether addressing complex challenges or day-to-day needs, she is proactive, knowledgable, and easy to work with, as well as her team members.
I highly recommend LFP Risk Solutions to any organization looking for a dependable, high-performing partner. We truly value the relationship we’ve built and look forward to continuing success together”
— EVP, Chief Risk Officer, Liberty Bank
“We needed a partner who truly understood fintech oversight, not someone who would hand us a generic checklist. LFP helped us build a program that actually works — practical controls, real monitoring, and documentation that stands up to regulatory scrutiny. Their guidance has been invaluable as our fintech partnerships continue to grow.”
— Director of Compliance Risk, Sponsor BankEvery engagement starts with an honest conversation.
No sales pitch. No unnecessary layers. We’ll talk about where you are today, where you need to be, and the fastest path to get there.
Reach us directly: info@lfprisksolutions.com
— Let’s Build What Regulators Respect